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Technology Arbitrators, Expert Determiners and Mediators

expert_evidence

Expert Evidence - Interesting Cases

2012

    • [98] 98 In summary, the matters that will usually be considered at both stages of the inquiry that considers whether the exception under s 79(1) renders opinion evidence admissible may conveniently be referred to as four ‘rules’ (one of which is in three parts), which are:
      • is the opinion relevant (or of sufficient probative value4) ) (the relevance rule);
      • has the witness properly based 'specialised knowledge' (the expertise rule);
      • is the opinion to be propounded 'wholly or substantially based' on specialised knowledge (the expertise basis rule);
      • is the opinion to be propounded 'wholly or substantially based' on facts assumed or observed that have been, or will be, proved, or more specifically (the factual basis rules):
        • are the ‘facts’ and ‘assumptions’ on which the expert's opinion is founded disclosed (the assumption identification rule);
        • is there evidence admitted, or to be admitted before the end of the tendering party's case, capable of proving matters sufficiently similar to the assumptions made by the expert to render the opinion of value (the proof of assumptions rule);
        • is there a statement of reasoning showing how the ‘facts’ and ‘assumptions’ relate to the opinion stated to reveal that that opinion is based on the expert's specialised knowledge (the statement of reasoning rule)?5)
  • Wood v R 6) at [728]-[729]
    • An experts evidence is not inadmissable merely because the expert has not acknowledged or has breached the code but “where an expert commits a sufficiently grave breach of the code, a court may be justified in exercising its discretion to exclude the evidence under s135 or s137 of the Evidence Act.
    • various areas of expertise identified over numerous topics;

2011

    • the [expert evidence] was not admissible to … [as it] was not “wholly or substantially based on” “specialised knowledge based on [the experts] training, study or experience”.
    • As a general rule, trial judges confronted with an objection to admissibility of evidence should rule upon that objection as soon as possible.
    • Often the ruling can and should be given immediately after the objection has been made and argued.
    • If, for some pressing reason, that cannot be done, the ruling should ordinarily be given before the party who tenders the disputed evidence closes its case.
    • That party will then know whether it must try to mend its hand, and opposite parties will know the evidence they must answer.
    • Under the rules of evidence the primary judge was permitted to take account of matters not proved in evidence in this case only if they were matters of which judicial notice could be taken.
    • It was not suggested that the causes of silicosis were matters for judicial notice.
    • Please note that this case relates to specific requirements of the Dust Diseases Tribunal Act 1989 but is nonetheless interesting.

2010

2009

2008

2007

2006

2005

2004

2003

2001

    • In short, if evidence tendered as expert opinion evidence is to be admissible, it must be agreed or demonstrated that there is a field of “specialised knowledge”;
    • there must be an identified aspect of that field in which the witness demonstrates that by reason of specified training, study or experience, the witness has become an expert;
    • the opinion proffered must be “wholly or substantially based on the witness's expert knowledge”;
    • so far as the opinion is based on facts “observed” by the expert, they must be identified and admissibly proved by the expert, and
    • so far as the opinion is based on “assumed” or “accepted” facts, they must be identified and proved in some other way;
    • it must be established that the facts on which the opinion is based form a proper foundation for it;
    • and the opinion of an expert requires demonstration or examination of the scientific or other intellectual basis of the conclusions reached:
    • that is, the expert's evidence must explain how the field of “specialised knowledge” in which the witness is expert by reason of “training, study or experience”, and
    • on which the opinion is “wholly or substantially based”, applies to the facts assumed or observed so as to produce the opinion propounded.
    • If all these matters are not made explicit, it is not possible to be sure whether the opinion is based wholly or substantially on the expert's specialised knowledge.
    • If the court cannot be sure of that, the evidence is strictly speaking not admissible, and, so far as it is admissible, of diminished weight.
    • And an attempt to make the basis of the opinion explicit may reveal that it is not based on specialised expert knowledge, but, to use Gleeson CJ's characterisation of the evidence in HG v R [1999] HCA 2; (1999) 197 CLR 414, on “a combination of speculation, inference, personal and second-hand views as to the credibility of the complainant, and a process of reasoning which went well beyond the field of expertise” (at [41]).

1995

    • While it may readily be accepted that a party is ordinarily entitled to discovery and inspection of all discoverable documents in the possession or control of the opposite party (save those for which a valid claim for privilege from production is claimed) it is important to bear steadily in mind that discovery is but a tool to be used in the pursuit of justice and that the right to discovery and inspection is not without its limits. The first and most obvious limit is that a party does not have a right to inspect documents that are discovered if there is a valid claim to privilege from production (as eg on the grounds of legal professional privilege). Secondly, because the law recognises that the assertion of compulsive power requiring production must be balanced against the needs of justice, a party inspecting the documents of the opposite party may not use them except for the purposes of the action in which discovery is made.
    • Where it is said that the documents are confidential, it may be accepted that the fact that the documents are confidential will not ordinarily be a sufficient reason to deny inspection by the opposite party. In most cases, the fact that the documents may not be used except for the purposes of the litigation concerned will be sufficient protection to the party producing them. But where, as here, the party obtaining discovery is a trade rival of the person whose secrets it is proposed should be revealed by discovery and inspection, other considerations arise.
    • Once the documents are inspected by the principals of the trade rival the information which is revealed is known to the trade rival and cannot be forgotten. Confidentiality is destroyed once and for all (at least so far as the particular trade rival is concerned). To say that the trade rival is bound not to use the documents except for the purposes of the action concerned is, in a case such as this, to impose upon that trade rival an obligation that is impossible of performance by him and impossible of enforcement by the party whose secrets have been revealed. How is the trade rival to forget what internal rate of return the competitor seeks to achieve on a new investment of the kind in question? How is the party whose hurdle rate has been revealed to know whether the rival has used the information in framing a tender? Thus, if the trade rival may inspect the documents concerned, the confidentiality of the information in them is at once destroyed. Is that necessary for the attainment of justice in the particular case?

1989

Expert Evidence - Interesting Arbitral Rules

Expert Evidence - Legislation

Commonwealth

Victoria

New South Wales

  • Uniform Civil Procedure Act 2005 (NSW), Part 3, Rule 31

Queensland

  • Uniform Civil Procedure Rules 1999 (Qld), Part V

Expert Evidence Glossary

Expert Evidence Papers

  • Lord Woolf MR, Access to Justice Interim Report to the Lord Chancelloer on the Civil Justice System in England and Wales HMSO London 1995 p183
  • Access to Justice - Final Report HMSO London 1996
  • John P Hamilton, NSW Attorney General's Working Party on Civil Procedure Reference of Expert Witness Reports 14 November 2006
  • Victorian Law Reform Commission Civil Justice Review Report dated 28 May 2008
  • Geoffrey L Davies, Current Issues - expert evidence; court appointed experts (2004) 23 Civil Justice Quarterly
  • Peter Heerey QC Recent Australian Developments (2004) 23 Civil Justice Quarterly
  • Geoffrey L Davies, “Recent Australian Developments: a response to Peter Heerey (2004) 23 Civil Justice Quarterly
  • Downes, Justice Garry “Problems with Expert Evidence: are single or court appointed experts the answer?” (2006) 15 JJA 185
  • ME Rackerman “The Management of Experts (2012) 21 Journal of Judicial Administration”
  • Neil Young QC “Expert Witnesses:On the stand or in the hot tub - how when and why? Formulating the questions for opinion and cross examining the experts”
  • Georg von Segesser “The IBA Rules on taking evidence in International Arbitration (2010) 28 ASA Bulletin 735
  • Detlev Kuhner “The revised IBA Rules on the taking of evidence in an international arbitration (2010) 27 Journal of International Arbitration 667
  • 2012 International Arbitration Survey: Current and preferred practices in arbitral process (White and case in conjunction with Queens Mary University of London)
  • Delany, Jim SC “Interacting effectively with expert Witnesses 15 August 2012
1) [2012] NSWCA 321
2) [2012] NSWSC 160
3) [2012] VSC 99
4) bearing in mind the discretion under s 135 of the Act.
5) See also the summary list of considerations identified by Austin J in ASIC v Rich [2005] NSWSC 149, (2005) 190 FLR 242 at [256].
6) [2012] NSWCCA 21
7) [2012] VSC 340
8) [2012] VSC 379
9) [2011] HCA 21
10) [2011] VSC 655
11) [2011] VSC 255
12) [2010] VSC 253
13) [2009] VSC 322
14) [2009] VCAT 760
15) [2008] VSC 76
16) [2008] FCA 416
17) [2007] VSC 377
18) [2006] VSC 117
19) [2006] VCAT 1422
20) [2005] NSWSC 149
21) [2005] FCA 1403
22) [2005] FCA 1242
23) [2004] FCA 1029
24) [2003] VSCA 33
25) [2003] FCA 171
26) (2001) 52 NSWLR 705, p 85 approved in Dasreef
27) [1996] VicRp 54; [1996] 2 VR 34
28) [1989] VR 665

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